A stockbroker offering investment advice and other services not usually offered by discount brokers.
Archives
Fully Diluted
Number of shares outstanding including options granted but not yet exercised.
Fundamental Analysis
Analyzing stocks by looking at earnings, sales, profit margins, etc.
European-Style Option
Options that can be exercised only on their expiration date.
Ex Dividend
The holder of shares purchased ex dividend is not entitled to an upcoming already-declared dividend, but is entitled to future dividends.
Ex Right
The holder of shares purchased ex rights is not entitled to already-declared rights, but is entitled to future rights issues.
Ex-D Date
Ex-dividend/distribution date. The date that the buyer of a stock is not entitled to the upcoming declared dividend/distribution, because the buyer will not be a holder of record. The ex-d date is two clearing days before the record date. The exchange that the issue is listed on sets the ex-d date.
Ex-Dividend
The day after dividends are paid.
Exchange Offering Prospectus (EOP)
A form of prospectus that allows a company to conduct a prospectus offering through the facilities of a stock exchange, rather than issuing them directly to the public. The company then applies to list the securities on the exchange.
Exchange-Traded Fund (ETF)
A special type of financial trust that allows an investor to buy an entire basket of stocks through a single security, which tracks and matches the returns of a stock market index. ETFs are considered to be a special type of index mutual fund, but they are listed on an exchange and trade like a stock. Also known as an index participation unit (IPU).